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SEC crypto broker-dealer rule proposal

Story timeline · 2 updates, 5 Nov to 7 Nov 2026

The SEC submitted a proposal on how brokers conduct digital asset business to the White House for review, covering broker-dealer financial responsibility, recordkeeping and reporting rules. The proposal, sent on 3 November 2026, covers rules on net capital, customer asset protection and record-keeping; no public draft…

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  1. White House reviews SEC proposal on brokers' crypto business

  2. SEC sends crypto broker-dealer rule proposal to White House for review

Every update is a short rewrite, by AI in our own words, of a flash from the outlet named on it, credited and linked. Updates are joined into one story by AI; our editors can change a story’s name or take an update out. Not investment advice.