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SEC sends crypto broker-dealer rule proposal to White House for review

NewsFeeds update

The SEC submitted a crypto broker-dealer rule proposal to the White House on 3 November 2026 for regulatory review, covering rules 15c3-1, 15c3-3, 17a-3 and 17a-4 on net capital, customer asset protection and record-keeping. No public draft or release date has been set.

RegulationOdailyAINeutral

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The story so far: SEC crypto broker-dealer rule proposal

The SEC submitted a proposal on how brokers conduct digital asset business to the White House for review, covering broker-dealer financial responsibility, recordkeeping and reporting rules. The proposal, sent on 3 November 2026, covers rules on net capital, customer asset protection and record-keeping; no public draft…

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  1. White House reviews SEC proposal on brokers' crypto business

  2. SEC sends crypto broker-dealer rule proposal to White House for review

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